ISSA Newsletter | Financial Crime Compliance
The ISSA Financial Crime Compliance Sample Questionnaire aims to provide Custodians with the guidance and information they need to perform due diligence on their Account Holders.
In May 2017, the International Securities Services Association (ISSA) released a revised version of its Financial Crime Compliance Principles accompanied by “Examples of Contractual Terms to Support the Implementation of the Principles”.
With ISSA’s latest newsletter the securities community is informed that the previously announced “ISSA Financial Crime Compliance Sample Questionnaire” (ISSA DDQ) – together with the document “Explanatory Notes” – is now accessible on ISSA's homepage and can be readily used. Here is the link to this special ISSA newsletter providing access to the interactive questionnaire and explanatory notes.